The State According to Socrates, Plato, and Aristotle:-

SOCRATES first asked the important questions involved in the problem. Xenophon, in his Memorabilia, recounts that Socrates never tired of asking of everyone he met, “What is a state? What is a statesman? What is a ruler over men? What is a ruling character?”

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Although he did not answer these questions, he laid the basis for answering them in his major position that the greatest concern of any citizen should be knowledge. The good citizen was one who constantly searched for true knowledge, who was forever questioning. . When, Socrates argued, a man discovers true knowledge, he will act on it and will conduct himself rightly in all his relations with his fellows

Although Socrates saw defects in the Athenian state and spent a good deal of his time pointing to them and criticizing the rulers for their mistaken ideas about government, he was intensely loyal to Athens. When he had been condemned to death by the Athenian courts, a condemnation which he with many others believed to be wholly unjust, he refused the offer of his friends to bribe the guards and escape.

His argument was that should he do that he would be breaking the laws of the state and thus making it that much weaker. The state, despite its mistakes, was to him a mother who had given him life and had made him what he was. He could no more betray the state than he could betray his mother. His method was not that of rebellion. Nor would he accept exile and turn away from the state. Rather, he counseled his followers to remain loyal to the state, and through this loyalty to help the state correct its faults and mistakes.

The illustrious pupil of Socrates, PLATO, took up the problem where Socrates had left it and endeavored to find a solution. He held that the state was necessary for the highest development of the individual. Goodness, for him, was not goodness in isolation, but was goodness in the group.

The good man was the good citizen. Thus, the state should be so constructed that it would make possible the good life for all He argued that the individual should subordinate himself to the state, but that this was simply a means by which the individual could reach his most perfect development. The good of each man, he believed, was tied up with the good of the group. Laws were necessary only because some people refused to co-operate with the good state. They served to bring these people in line and thus make the whole good.

In the state, he argued, the best minds and the finest souls should rule. They formed a class of philosopher-rulers whose authority should not be questioned by the rest of the group. He believed that since they were philosopher-rulers their rule would be good and just. They could understand the right, and would do it without question. The rest of the members of the state he would place in classes suited to their talents.

Those who had a talent for war should be placed in the warrior class. Those who had a talent for mercantile pursuits would be in the trade and merchant class. The slaves should be placed in the slave class. Plato believed that such an organization would give the best possible state and that in it each individual, doing his assigned Job to the best of his ability, would be happy end would develop to his fullest.

This ideal state is developed in Plato’s famous book, the Republic. In a book written somewhat later, the Laws, he argues that all citizens should have a voice in the government and that all work should be turned over to the slaves. This theory of the state is fundamentally aristocratic.

Plato was wealthy, a son of the most favored class in Athens. Being such, he never was able to be wholly democratic, but aligned himself with the more aristocratic thought of his day. Further, his theory was socialistic in that it provided for complete control by the state of the lives of its members. The wealth of all was to be devoted to the use of all as they needed and deserved it, and the rulers could say in what class each individual should work and live. The state was supreme, but this doctrine was robbed of its sting by his added argument that in such a state each person would be happy and develop to his fullest.

ARISTOTLE, the pupil of Plato, developed a philosophy of the state which resembled that of his teacher very much. He held that man is by nature a social animal and, as such, can realize his truest self only in society and among his kind. Although the earliest forms of social living were the family and later the community, the goal of social evolution was, for Aristotle, the city state such as was known in Greece during his lifetime.

Since Aristotle believed, as we have pointed out before, that the whole is prior to its parts, he held that the state was prior to the individual member of the state. The individual is born into the state which has existed long before he became a member. But, the goal of the state, he maintained, is to produce good citizens.

Therefore, it should be organized and conducted so that it enables each member to become wholly good. To the extent that die state does not enable the individual to live a virtuous and happy life, it is evil. Any constitution, he argued, should be adjusted to the nature and the needs of the members of the particular group. But, in any group there are individuals who are unequal in many ways. Therefore, a good constitution must recognize these natural unequalities and confer rights accordingly.

In so far as all men are equal, the constitution must confer equal rights, but in so far as they are unequal, it must confer unequal rights. Among the unequalities which he would recognize are those of personal abilities, property, birth, and freedom. You treat slaves differently from free men and those born of slaves differently from those born of free men.

Aristotle held that a monarchy, an aristocracy, and a “polity” in which the members are nearly equal, are the best forms of the state. On the other hand he condemned as bad a tyranny, an oligarchy, and a democracy. Aristotle believed that slavery was a just practice in a good state since it was, for him, a natural institution. However, he would admit only foreigners to the slave class. He took this position because he held foreigners of all nations to be inferior to the Greeks and thus not fit to enjoy the same rights as Greeks.

Socrates, Plato, and Aristotle were all unable to solve the problem of the state and the individual. Their theories were interesting on paper, and many thoughtful men of that time studied them and were interested. But the spirit of individualism as championed by the Sophists was sweeping Greece, and each man was concerned primarily with himself and his own success. Slowly but surely the unity of the state was destroyed. Individualism was no pathway to unity against the enemies of Athens and other Greek city states. As a result, these enemies were successful and the Greek city states fell under their yoke one after another. Athens, Corinth, and Sparta, the three great Greek city states, fell, and eventually all Greece came under the domination of Philip of Macedon at the battle of Chaeronea in 338 B.C. Individualism had proved an internal poison which eventually so weakened the Greek city states that they could offer no effective resistance to their enemies and their fall was inevitable.

The Positions of the Later Greek Thinkers:-

Amid the gradual crumbling of the city states of Greece the Epicureans sought to develop a theory of the state which would fit the situation. They taught that all social life is based on the self-interest of the individual. We become members of a social group simply because we find that in such a group we can get more for ourselves, because the group will give us better protection from our enemies. Therefore, there can be no absolute justice or natural rights and laws. That is good which men agree to call good. The laws are simply rules which the group accepts and by which the members are willing to live. If the members of the group decide that a certain law is no longer of value in getting what they want, it can be changed or thrown out altogether.

Injustice is not an evil in itself, they held. We are just, only because it helps us to be so. When obedience to laws does not help us longer, we may break the laws, if we can escape punishment.

The Epicureans did not believe that participation in public life would contribute to the happiness of the individual; therefore, they held that the wise man would shun public office and public responsibility as much as possible. This position, as is evident, is one of pure individualism and selfishness.

The individual associates himself with others only because it is to his advantage to do so, and he breaks away from the group and its requirements as soon as it is to his advantage to do so. Further, the individual helps the group and participates in group responsibility only to the degree that it is to his advantage to do so. This point of view certainly does not build strong group loyalty or solidarity.

It is the complete opposite of the earlier Greek position of loyalty to the state. Indeed, it is a clear expression of the doctrine of “enlightened self-interest.” Each person is told that he is to make his own happiness, and that alone, the goal of all that he does.

The Stoics took a position wholly opposite to that of the Epicureans as regards man’s relationship to the group. They held that man is more than merely an individual interested in his own welfare. He is also an individual with an inborn social impulse which makes necessary group life. Indeed, all men are members of a great cosmic society, the universal state. We all have duties and obligations in this state, and its laws are the natural laws which we must all obey whether we like it or not.

The Stoic state is universal and thus dominates every individual completely. Indeed, each member must be willing at all times to sacrifice himself for the good of the state. Individual interests are always subordinate to the interest of the whole, and the state must be preserved at all cost.

Thus, the Stoics taught that everyone should participate in public affairs and contribute as much as possible to the welfare of the group. However, and this is most important, the Stoics never taught a narrow nationalism in which a small state could be superior to the general* welfare of humanity. The good state was, for them, one whose laws and practices were in harmony with the good of all mankind and with the natural laws of the universe.

The Stoic, then, was to be a universal citizen, a member of the Great Society which includes all men and the laws of which are the universal laws of nature itself. Each man must subordinate himself to the universal ideal and live in such a way as to serve the good of all men wherever they might be.

A world society rooted in nature was their ideal. This was, obviously, wholly different from the position of the Epicureans and the other individualists of the day, and was equally opposed to the position of those who would have man subordinated to a particular state or social group, The Stoic ideal of universal brotherhood was the highest point to which the thought of the Greek period arose, and to which other thinkers in days to come were to strive,

Indeed the Stoics taught much which has become central in modern thought. With the loss of Greek independence they began to look at all men as brothers and to teach universal brotherhood and equal rights for all men. They sensed the doctrine of the solidarity of the human race and the dignity of man regardless of his position in society, his wealth, his birth, or his education. Their position may be summed up in the words, “Virtue despises no one, neither Greek nor barbarian, man nor woman, rich nor poor, freeman nor slave, wise nor ignorant, whole nor sick.” This was certainly dose to our modern view.


To be continued…

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  • Context:-

    At the recently concluded Leaders’ Summit on Climate in April 2021, Lowering Emissions by Accelerating Forest Finance (LEAF) Coalition, a collective of the United States, United Kingdom and Norway governments, came up with a $1 billion fund plan that shall be offered to countries committed to arrest the decline of their tropical forests by 2030.

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    What is LEAF Coalition?

    • Lowering Emissions by Accelerating Forest Finance (LEAF) Coalition, a collective of the United States, United Kingdom and Norway governments, came up with a $1 billion fund.
    • LEAF is supported by transnational corporations (TNCs) like Unilever plc, Amazon.com, Inc, Nestle, Airbnb, Inc as well as Emergent, a US-based non-profit.

    Why LEAF Coalition?

    • The world lost more than 10 million hectares of primary tropical forest cover last year, an area roughly the size of Switzerland.
    • Ending tropical and subtropical forest loss by 2030 is a crucial part of meeting global climate, biodiversity and sustainable development goals. Protecting tropical forests offers one of the biggest opportunities for climate action in the coming decade.
    • Tropical forests are massive carbon sinks and by investing in their protection, public and private players are likely to stock up on their carbon credits.
    • The LEAF coalition initiative is a step towards concretising the aims and objectives of the Reducing Emissions from Deforestation and Forest Degradation (REDD+) mechanism.
    • REDD+ was created by the United Nations Framework Convention on Climate Change (UNFCCC). It monetised the value of carbon locked up in the tropical forests of most developing countries, thereby propelling these countries to help mitigate climate change.
    • It is a unique initiative as it seeks to help developing countries in battling the double-edged sword of development versus ecological commitment. 
    • The initiative comes at a crucial time. The tropics have lost close to 12.2 million hectares (mha) of tree cover last year according to global estimates released by Global Forest Watch.
    • Of this, a loss of 4.2 mha occurred within humid tropical primary forests alone. It should come as no surprise that most of these lost forests were located in the developing countries of Latin America, Africa and South Asia.
    • Brazil has fared dismally on the parameter of ‘annual primary forest loss’ among all countries. It has lost 1.7 mha of primary forests that are rich storehouse of carbon. India’s estimated loss in 2020 stands at 20.8 kilo hectares.

    Brazil & India 

    • Between 2002-2020, Brazil’s total area of humid primary forest reduced by 7.7 per cent while India’s reduced by 3.4 per cent.
    • Although the loss in India is not as drastic as in Brazil, its position is nevertheless precarious. For India, this loss is equivalent to 951 metric tonnes worth carbon dioxide emissions released in the atmosphere.
    • It is important to draw comparisons between Brazil and India as both countries have adopted a rather lackadaisical attitude towards deforestation-induced climate change. The Brazilian government hardly did anything to control the massive fires that gutted the Amazon rainforest in 2019.
    • It is mostly around May that forest fires peak in India. However, this year India, witnessed massive forest fires in early March in states like Odisha, Uttarakhand, Madhya Pradesh and Mizoram among others.
    • The European Union’s Copernicus Atmospheric Monitoring Service claimed that 0.2 metric tonnes of carbon was emitted in the Uttarakhand forest fires.

    According to the UN-REDD programme, after the energy sector, deforestation accounts for massive carbon emissions — close to 11 per cent — in the atmosphere. Rapid urbanisation and commercialisation of forest produce are the main causes behind rampant deforestation across tropical forests.

    Tribes, Forests and Government

    Disregarding climate change as a valid excuse for the fires, Indian government officials were quick to lay the blame for deforestation on activities of forest dwellers and even labelled them “mischievous elements” and “unwanted elements”.

    Policy makers around the world have emphasised the role of indigenous tribes and local communities in checking deforestation. These communities depend on forests for their survival as well as livelihood. Hence, they understand the need to protect forests. However, by posing legitimate environmental concerns as obstacles to real development, governments of developing countries swiftly avoid protection of forests and rights of forest dwellers.

    For instance, the Government of India has not been forthcoming in recognising the socio-economic, civil, political or even cultural rights of forest dwellers. According to data from the Union Ministry of Tribal Affairs in December, 2020 over 55 per cent of this population has still not been granted either individual or community ownership of their lands.  

    To make matters worse, the government has undertaken systematic and sustained measures to render the landmark Scheduled Tribes and Other Traditional Forest Dwellers (Recognition of Forest Rights) Act, 2006 ineffective in its implementation. The Act had sought to legitimise claims of forest dwellers on occupied forest land.

    Various government decisions have seriously undermined the position of indigenous people within India. These include proposing amendments to the obsolete Indian Forest Act, 1927 that give forest officials the power to take away forest dwellers’ rights and to even use firearms with impunity.

    There is also the Supreme Court’s order of February, 2019 directing state governments to evict illegal encroachers of forest land or millions of forest dwellers inhabiting forests since generations as a measure to conserve wildlife. Finally, there is the lack of data on novel coronavirus disease (COVID-19) deaths among the forest dwelling population;

    Tardy administration, insufficient supervision, apathetic attitude and a lack of political intent defeat the cause of forest dwelling populations in India, thereby directly affecting efforts at arresting deforestation.

    Way Forward

    • Implementation of the LEAF Coalition plan will help pump in fresh rigour among developing countries like India, that are reluctant to recognise the contributions of their forest dwelling populations in mitigating climate change.
    • With the deadline for proposal submission fast approaching, India needs to act swiftly on a revised strategy.
    • Although India has pledged to carry out its REDD+ commitments, it is impossible to do so without seeking knowledge from its forest dwelling population.

    Tuntiak Katan, a global indigenous leader from Ecuador and general coordinator of the Global Alliance of Territorial Communities, aptly indicated the next steps at the Climate Summit:

    “The first step is recognition of land rights. The second step is the recognition of the contributions of local communities and indigenous communities, meaning the contributions of indigenous peoples.We also need recognition of traditional knowledge practices in order to fight climate change”

    Perhaps India can begin by taking the first step.