In the last 50 or 60 years, rigid master plans have been the way to plan India’s cities. And what has this resulted in? “The urban dysfunction,” according to Sanjeev Sanyal, Principal Economic Advisor, Government of India.

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“We have a long tradition of urban design, and much of our philosophical dysfunction comes from a complete misunderstanding of that history.”

We have seen six-fold investments in the urban sector towards city planning and development. While we were ahead of the game in terms of planning, where did we lose the plot?

We believe we did the great master plans for cities like Mohenjo-daro and Harappa, and then we did nothing till Chandigarh was built. But this is not true.

In the Arthaśāstra, there is plenty to read about urban design and there are many other treatises on urban design, building design, architecture, and aesthetics.

Jaipur was built on the way of traditional principles, which were developed much later than the Harappan period. In the modern times, several princely states had good cities and some were functioning cities such as Vadodara. But they were not built with these rigid plans.

So Harappan cities were not master planned, but were continuously evolving cities. For example, Dholavira used to have an upper town and a lower town. Eventually, the city expanded out of the regional design. We have seen the city change, adapt and around 2000 BC, it went into decline due to climate change.

However, adaptation attempts were made through creating more water reservoirs and ultimately it was still not tenable and was abandoned.

First, the idea that Harappan [civilisation] had great master planned cities is wrong. Second, we have oddly enough come to think that post-Harappan cities were not properly designed.

Contemporaneous to the Harappan, there was the copper hood civilisation and it was as technologically advanced. It is quite possible that Varanasi was contemporaneous to the Harappan civilisation. Even by conventional reckoning, the city is more than 4,000-years-old. It does not have any of the characteristics that excite us about the Harappan cities. But the Harappan period only lasted for 400 years, whereas Varanasi is still a thriving city.

So what is Varanasi doing [right]? Continuous adaptation. In a pedestrianised environment, the design of Varanasi is perfect. It has got a lot of public space. It is completely mixed-use with temples, next to it housing, around it is the market. It mixes all kinds of social groups. It also has a lot of history, architecture, and everything that 21st century cities invest in.

Also in India, the impression is that the best planned city in the country is Chandigarh and the best planned city in the world is Singapore. But these are completely different models. The model of Singapore is continuous adaptation. Chandigarh on the other hand attempts to look like how it did in 1965.

A complex adaptive system is more effective and efficient than having the master plan approach that Chandigarh attempted to do. Chandigarh, it is the most successful version of its type. Most cities that attempted this model have not succeeded. Hence, rigid master plans do fail.

In current times, what about the prioritisation? A lot of money has been invested in transportation, housing, energy … and these are important. But like Mahatma Gandhi once said, somehow we neglect good sanitation and waste. Why ?

Till as recently as 2000, we used to have this mind-set that the real India lives in its villages. This idea was also propagated by Mahatma Gandhi. Hence, there was some hesitance about investing heavily in urban infrastructure.

India has gone through many cycles of urbanisation and de-urbanisation. Consequently, no evidence suggests that the country lives in its villages. India has sometimes lived in its villages and at times in its cities. Today, we are going through another phase of rapid urbanisation. In the next 10 years, we will be an urban majority country.

Instead, the real game is in managing our cities. And hence, we need to also invest in waste management. Our approach needs to be more dynamic.

Delhi might look cluttered. But when you look at it from a flight, it looks orderly yearned from above. All the sector roads are correctly laid out, buildings are nicely spread. This is because the planners took the top down-view. But the real game is in managing on the ground, and not the top-down view. And as we build our cities as well as the rural areas, one of the major things that we need to manage is waste.

Municipal commissioners have an average tenure of around 10 months, making it impossible for them to have any commitment in any project that they take up. So how is the required ownership in the change going to come forth?

The way the administration is set up in India, this is where we pay the least attention. For instance, the municipal commissioners tend to be the junior most people in the civil service with the least amount of experience. So a 32-year-old person will be put in charge of a city, which he has never visited before, and will be given 10 months to revisit it. This is impossible for a person to do.

The joint secretaries should be the ones running the cities. The elective system needs to somehow correlate to the administrative system. We have a sister of counsellors that are completely delinked. If anything, the only value they add is getting in the way of the municipal commissioner.

We have a bizarre system where the mayors too are not in-charge. We have the worst of all worlds where nobody is in-charge of the city. It may well be a better idea to have an elected official run the place and in charge for five years.

Else, let’s continue to retain a weak counsellor system, and make the municipal commissioner most powerful. But in that case, the municipal commissioner must be a senior official for at least three to five years. Also, the role of the municipal commissioner must be upgraded in the hierarchy of the bureaucracy.

Nine cities have raised municipal bonds and they are moving towards a sustainability model. But unless we are able to fix this part about the accountability and ownership of the CEO, what we would have created in terms of sustainability would get affected.

Most of the world does it routinely. Basically, we need somebody being in-charge of the system. Consequently, being a mayor of a town needs to be an aspirational activity. In India, today somebody would want to be a MLA, but not a mayor. The mayor of New York is better known than the governor.

Also, after the prime minister of the UK, the mayor is the best known politician. So the question is what works. In our political architecture, the DC may be the easier point, so that political overview happens at the chief minister’s level. If that is the model going down, then the chief minister’s representatives━the DCs━have to be powerful characters.

While the Smart Cities Mission has achieved success in certain areas, it has been wanting in certain areas too. How is it progressing?

As for smart cities, the basic idea was to decentralise everything that a city wanted to do. It had nothing to do with digitalisation. To a certain extent, some cities did opt for digital outcomes. Cleaning up a park or painting a heritage building could also be part of a smart city budget.

In the mission, cities came up with their ideas and this was different as compared to the earlier top down approach, which was run through planned projects such as JNNURM. In JNNURM, a lot of money was spent and some things went right.

However, a lot of resources were wasted as there was no local ownership of those ideas. And the smart cities idea was basically to provide some local ownership. While some of those projects have worked and some have not, that should be okay. Not every project will work. The idea here is: It is important to document the successes and the failures.

Institutional knowledge is important. Else, in India, we keep repeating the same mistakes, and do not progress. Documentation will create accountability towards those who took the resources and did whatever they wanted to. Even in those cases, certain ideas do not work.


 

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  • Context:-

    At the recently concluded Leaders’ Summit on Climate in April 2021, Lowering Emissions by Accelerating Forest Finance (LEAF) Coalition, a collective of the United States, United Kingdom and Norway governments, came up with a $1 billion fund plan that shall be offered to countries committed to arrest the decline of their tropical forests by 2030.

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    What is LEAF Coalition?

    • Lowering Emissions by Accelerating Forest Finance (LEAF) Coalition, a collective of the United States, United Kingdom and Norway governments, came up with a $1 billion fund.
    • LEAF is supported by transnational corporations (TNCs) like Unilever plc, Amazon.com, Inc, Nestle, Airbnb, Inc as well as Emergent, a US-based non-profit.

    Why LEAF Coalition?

    • The world lost more than 10 million hectares of primary tropical forest cover last year, an area roughly the size of Switzerland.
    • Ending tropical and subtropical forest loss by 2030 is a crucial part of meeting global climate, biodiversity and sustainable development goals. Protecting tropical forests offers one of the biggest opportunities for climate action in the coming decade.
    • Tropical forests are massive carbon sinks and by investing in their protection, public and private players are likely to stock up on their carbon credits.
    • The LEAF coalition initiative is a step towards concretising the aims and objectives of the Reducing Emissions from Deforestation and Forest Degradation (REDD+) mechanism.
    • REDD+ was created by the United Nations Framework Convention on Climate Change (UNFCCC). It monetised the value of carbon locked up in the tropical forests of most developing countries, thereby propelling these countries to help mitigate climate change.
    • It is a unique initiative as it seeks to help developing countries in battling the double-edged sword of development versus ecological commitment. 
    • The initiative comes at a crucial time. The tropics have lost close to 12.2 million hectares (mha) of tree cover last year according to global estimates released by Global Forest Watch.
    • Of this, a loss of 4.2 mha occurred within humid tropical primary forests alone. It should come as no surprise that most of these lost forests were located in the developing countries of Latin America, Africa and South Asia.
    • Brazil has fared dismally on the parameter of ‘annual primary forest loss’ among all countries. It has lost 1.7 mha of primary forests that are rich storehouse of carbon. India’s estimated loss in 2020 stands at 20.8 kilo hectares.

    Brazil & India 

    • Between 2002-2020, Brazil’s total area of humid primary forest reduced by 7.7 per cent while India’s reduced by 3.4 per cent.
    • Although the loss in India is not as drastic as in Brazil, its position is nevertheless precarious. For India, this loss is equivalent to 951 metric tonnes worth carbon dioxide emissions released in the atmosphere.
    • It is important to draw comparisons between Brazil and India as both countries have adopted a rather lackadaisical attitude towards deforestation-induced climate change. The Brazilian government hardly did anything to control the massive fires that gutted the Amazon rainforest in 2019.
    • It is mostly around May that forest fires peak in India. However, this year India, witnessed massive forest fires in early March in states like Odisha, Uttarakhand, Madhya Pradesh and Mizoram among others.
    • The European Union’s Copernicus Atmospheric Monitoring Service claimed that 0.2 metric tonnes of carbon was emitted in the Uttarakhand forest fires.

    According to the UN-REDD programme, after the energy sector, deforestation accounts for massive carbon emissions — close to 11 per cent — in the atmosphere. Rapid urbanisation and commercialisation of forest produce are the main causes behind rampant deforestation across tropical forests.

    Tribes, Forests and Government

    Disregarding climate change as a valid excuse for the fires, Indian government officials were quick to lay the blame for deforestation on activities of forest dwellers and even labelled them “mischievous elements” and “unwanted elements”.

    Policy makers around the world have emphasised the role of indigenous tribes and local communities in checking deforestation. These communities depend on forests for their survival as well as livelihood. Hence, they understand the need to protect forests. However, by posing legitimate environmental concerns as obstacles to real development, governments of developing countries swiftly avoid protection of forests and rights of forest dwellers.

    For instance, the Government of India has not been forthcoming in recognising the socio-economic, civil, political or even cultural rights of forest dwellers. According to data from the Union Ministry of Tribal Affairs in December, 2020 over 55 per cent of this population has still not been granted either individual or community ownership of their lands.  

    To make matters worse, the government has undertaken systematic and sustained measures to render the landmark Scheduled Tribes and Other Traditional Forest Dwellers (Recognition of Forest Rights) Act, 2006 ineffective in its implementation. The Act had sought to legitimise claims of forest dwellers on occupied forest land.

    Various government decisions have seriously undermined the position of indigenous people within India. These include proposing amendments to the obsolete Indian Forest Act, 1927 that give forest officials the power to take away forest dwellers’ rights and to even use firearms with impunity.

    There is also the Supreme Court’s order of February, 2019 directing state governments to evict illegal encroachers of forest land or millions of forest dwellers inhabiting forests since generations as a measure to conserve wildlife. Finally, there is the lack of data on novel coronavirus disease (COVID-19) deaths among the forest dwelling population;

    Tardy administration, insufficient supervision, apathetic attitude and a lack of political intent defeat the cause of forest dwelling populations in India, thereby directly affecting efforts at arresting deforestation.

    Way Forward

    • Implementation of the LEAF Coalition plan will help pump in fresh rigour among developing countries like India, that are reluctant to recognise the contributions of their forest dwelling populations in mitigating climate change.
    • With the deadline for proposal submission fast approaching, India needs to act swiftly on a revised strategy.
    • Although India has pledged to carry out its REDD+ commitments, it is impossible to do so without seeking knowledge from its forest dwelling population.

    Tuntiak Katan, a global indigenous leader from Ecuador and general coordinator of the Global Alliance of Territorial Communities, aptly indicated the next steps at the Climate Summit:

    “The first step is recognition of land rights. The second step is the recognition of the contributions of local communities and indigenous communities, meaning the contributions of indigenous peoples.We also need recognition of traditional knowledge practices in order to fight climate change”

    Perhaps India can begin by taking the first step.